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Current Employers
Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-14
  • AZ RA
    APPROVED
    Since 2022-09-14

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rowland Carmichael Advisors, Inc. Phoenix AZ 09/2016 10/2017
N/A Phoenix AZ 05/2016 09/2016
Continuum Capital Management Boise ID 03/2019 03/2021
Versant Capital Management Phoenix AZ 04/2021 06/2022
Calranch Prescott AZ 10/2017 02/2019
Focus Advisor Solutions, Llc Anthem AZ 07/2022 Present
Foreside Financial Services, Llc Anthem AZ 10/2022 Present
  • 09/2016 → 10/2017
    Rowland Carmichael Advisors, Inc.
    Phoenix, AZ
  • 05/2016 → 09/2016
    N/A
    Phoenix, AZ
  • 03/2019 → 03/2021
    Continuum Capital Management
    Boise, ID
  • 04/2021 → 06/2022
    Versant Capital Management
    Phoenix, AZ
  • 10/2017 → 02/2019
    Calranch
    Prescott, AZ
  • 07/2022 → Present
    Anthem, AZ
  • 10/2022 → Present
    Foreside Financial Services, Llc
    Anthem, AZ
Previous Registrations
  • 2021-05-13 → 2022-07-13
    Phoenix, AZ
  • 2016-10-20 → 2017-05-08
    Rowland Carmichael Advisors Inc
    Scottsdale, AZ
  • 2015-03-04 → 2016-05-16
    Phoenix, AZ
  • 2006-09-15 → 2014-06-04
    Austin, TX
  • 2004-08-11 → 2005-07-26
    Miller/Russell & Associates, Inc.
    Phoenix, AZ
  • 2002-01-01 → 2004-08-25
    Miller/Russell & Associates Inc
    Phoenix, AZ
Other Businesses

Focus Advisor Solutions, LLC; Investment Related; Wealth Management; Anthem, AZ; 7/22 Start Date; Regional Director; Manage a small sales team that services advisors; 160 hours per month, 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-05
S66 Uniform Combined State Law Examination 2006-02-17
S65 Uniform Investment Adviser Law Examination 2001-10-05
  • S63 Uniform Securities Agent State Law Examination
    2023-06-05
  • S66 Uniform Combined State Law Examination
    2006-02-17
  • S65 Uniform Investment Adviser Law Examination
    2001-10-05
Other Names
  • Matt Miller
  • Matthew Miller
  • Matthew H Miller
  • Matt Harrison Miller
  • Mattew Harrison Miller
  • Matthew Harrison Miller

View on SEC IAPD

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