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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-09-14 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rowland Carmichael Advisors, Inc. | Phoenix | AZ | 09/2016 | 10/2017 |
| N/A | Phoenix | AZ | 05/2016 | 09/2016 |
| Continuum Capital Management | Boise | ID | 03/2019 | 03/2021 |
| Versant Capital Management | Phoenix | AZ | 04/2021 | 06/2022 |
| Calranch | Prescott | AZ | 10/2017 | 02/2019 |
| Focus Advisor Solutions, Llc | Anthem | AZ | 07/2022 | Present |
| Foreside Financial Services, Llc | Anthem | AZ | 10/2022 | Present |
Focus Advisor Solutions, LLC; Investment Related; Wealth Management; Anthem, AZ; 7/22 Start Date; Regional Director; Manage a small sales team that services advisors; 160 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-05 |
| S66 | Uniform Combined State Law Examination | 2006-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-10-05 |
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