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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-10-13 |
Branch Locations
9465 Counselors Row, Ste 200, Indianapolis, IN 46240 • United States
600 E Carmel Dr Ste 125, Carmel, IN 46032 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yost Legacy, Llc - Independent Distributor Advocare | Indianapolis | IN | 09/2010 | 05/2019 |
| Republic Services | Indianapolis | IN | 07/2019 | 01/2020 |
| Yost Legacy, Llc - Paidex Global Payments | Carmel | IN | 01/2020 | 04/2020 |
| Lpl Financial Llc | Indianapolis | IN | 05/2020 | Present |
1) 1/2010 - Business Entity For Tax/Investment Purposes Only - Yost Legacy LLC - Not Investment Related - Carmel, IN 46033 2) 6/2020 - DBA for LPL Business (entity for LPL business) - YOST WEALTH MANAGEMENT - Investment Related - Carmel, IN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-14 |
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