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Hisashi Sakashita

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
CA RA APPROVED 2021-02-01
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • CA RA
    APPROVED
    Since 2021-02-01

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Torrance CA 08/2005 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 02/2021 Present
Bank Of America, N.A. Beverly Hills CA 03/2021 Present
Previous Registrations
  • 2016-08-15 → 2021-02-09
    U.S. Bancorp Advisors, Llc
    Los Angeles, CA
    Torrance, CA
    Torrance, CA
    Torrance, CA
    Torrance, CA
    Torrance, CA
    Torrance, CA
    South Gate, CA
    Norwalk, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-27
S63 Uniform Securities Agent State Law Examination 2004-02-17
  • S66 Uniform Combined State Law Examination
    2016-07-27
  • S63 Uniform Securities Agent State Law Examination
    2004-02-17

View on SEC IAPD

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