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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-18
PA RA APPROVED 2011-11-21
  • TX RA
    APPROVED
    Since 2013-03-18
  • PA RA
    APPROVED
    Since 2011-11-21

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Exton PA 04/1995 Present
  • 04/1995 → Present
    Merrill Lynch
    Exton, PA
Other Businesses

I*2256262, Entity Type: , Name of OBA: MLPF& S CUST FPO L G K RRA FBO L G K, Address: Exton, Pennsylvania, 19341, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 25-Mar-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-18
  • S66 Uniform Combined State Law Examination
    2011-11-18
Other Names
  • Lei ^T Tang
  • Lei T Knopp

View on SEC IAPD

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