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Laura Casey Lake

Ubs Financial Services Inc.

Louisville, KY

Crestwood, KY

Boston, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-09-06
  • KY RA
    APPROVED
    Since 2018-09-06

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Crestwood, KY • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Louisville KY 02/2013 10/2016
Ubs Financial Services Inc. Louisville KY 08/2018 Present
Homemaker Crestwood KY 10/2016 08/2018
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
  • S66 Uniform Combined State Law Examination
    2004-10-25
Other Names
  • Laura D Casey
  • Laura C. Lake

View on SEC IAPD

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