Deborah Ann Friedman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 07/2017
  Td Ameritrade
  Corte Madera, CA
• 11/2017 → Present
  Securities America, Inc.
  La Vista, NE
• 11/2017 → Present
  Securities America Advisors
  La Vista, NE
• 07/2017 → 11/2017
  Unemployed
  Corte Madera, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2018-01-03 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
• 2014-11-19 → 2017-07-28
  Td Ameritrade, Inc.
  Corte Madera, CA
• 2014-11-19 → 2017-07-28
  Td Ameritrade Investment Management, Llc
  Corte Madera, CA
• 2012-05-14 → 2014-08-22
  Ubs Financial Services Inc.
  Clayton, MO

Exams

• S66 Uniform Combined State Law Examination
  2012-05-11
• S63 Uniform Securities Agent State Law Examination
  2005-01-21

Other Names

• Debby Usher
• Debby Bates
• Debby Friedman
• Debby Ann Friedman