Brett Errol Sherpan

Employer firm

Chicago Oakbrook Financial Group CRD 333344

$1.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 12/2024
  Commonwealth Financial Network
  Waltham, MA
• 08/2007 → Present
  Chicago Oakbrook Financial Group
  Oakbrook, IL

Previous Registrations

• 2007-08-01 → 2024-12-31
  Commonwealth Financial Network
  Plainfield, IL
  Oakbrook, IL
• 2003-03-05 → 2007-08-01
  Hornor, Townsend & Kent, Llc
  Oakbrook, IL
  Oak Brook, IL

Other Businesses

1. Fixed insurance sales; as of July, 2002; 7% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, BSWM, Inc.; a private entity established for tax purposes; as of 01/01/2021; 1% of time spent during business hours; Conducted at branch location; Not Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-02
• S63 Uniform Securities Agent State Law Examination
  2002-04-11

Designations

• Certified Financial Planner