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One Walkers Mill Road, Wilmington, DE 19807-2317 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-08-10 |
Branch Locations
One Walkers Mill Road, Wilmington, DE 19807-2317 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fulton Financial Advisors, Inc | Lancaster | PA | 06/2006 | Present |
| Raymond James Financial Services | Lancaster | PA | 06/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Saint Petersburg | FL | 01/2009 | Present |
| Ashford Capital Management, Inc. | Wilmington | DE | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-26 |
| S66 | Uniform Combined State Law Examination | 2002-06-24 |
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