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Clifford John Short

Ashford Capital Management Inc

Wilmington, DE

CRD 4519389

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Employer firm

Ashford Capital Management Inc CRD 110696

$966M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ashford Capital Management Inc

One Walkers Mill Road, Wilmington, DE 19807-2317 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-08-10
  • DE RA
    APPROVED
    Since 2018-08-10

Branch Locations

One Walkers Mill Road, Wilmington, DE 19807-2317 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulton Financial Advisors, Inc Lancaster PA 06/2006 Present
Raymond James Financial Services Lancaster PA 06/2008 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Ashford Capital Management, Inc. Wilmington DE 05/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-26
S66 Uniform Combined State Law Examination 2002-06-24
  • S65 Uniform Investment Adviser Law Examination
    2018-07-26
  • S66 Uniform Combined State Law Examination
    2002-06-24
Other Names
  • Clifford J Short

View on SEC IAPD

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