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James Hurley

Morgan Stanley

Ridgefield, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-13
CT RA APPROVED 2011-10-28
  • TX RA
    APPROVED_RES
    Since 2023-03-13
  • CT RA
    APPROVED
    Since 2011-10-28

Branch Locations

90 Grove Street, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ridgefield CT 10/2011 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 10/2011 → Present
    Morgan Stanley Smith Barney Llc
    Ridgefield, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-10-23 → 2011-10-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Orange, CT
    Fairfield, CT
    Fairfield, CT
    New Haven, CT
  • 2006-03-03 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Orange, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Bridgeport, CT
    Stratford, CT
    Stratford, CT
    Stratford, CT
    Fairfield, CT
    Clinton, CT
  • 2002-07-18 → 2006-03-07
    Morgan Stanley Dw Inc.
    Darien, CT
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-17
  • S66 Uniform Combined State Law Examination
    2002-07-17
Other Names
  • James S Hurley

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATOS WEALTH PARTNERS, LTD
J.P. MORGAN SECURITIES LLC
EDWARD JONES
R & R WEALTH STRATEGIES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
INVENIRE CAPITAL, LLC

Other Investors

ELYSSIA CATHARYN POLAND
NELSON NOREN EHINGER
Jennifer Bower Perkins
David M Lewson
LISA A CERBONE MONTALTO
Levar D Brown
BARBARA ANN MCMAHON
ILLONA MARIE VITALI

Other Offices

OSAIC INSTITUTIONS, INC. · RIDGEFIELD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIDGEFIELD, CT
STRATOS WEALTH PARTNERS, LTD · Ridgefield, CT
J.P. MORGAN SECURITIES LLC · RIDGEFIELD, CT
EDWARD JONES · Ridgefield, CT
R & R WEALTH STRATEGIES, LLC · RIDGEFIELD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Ridgefield, CT
INVENIRE CAPITAL, LLC · RIDGEFIELD, CT

More in Ridgefield, CT

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