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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-18 |
| TX | RA | APPROVED_RES | 2014-06-26 |
| NJ | RA | APPROVED | 2006-12-11 |
Branch Locations
22 Bull St Gwim Chief Investment Office (Cio), Savannah, GA 31401 • United States
One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States
Savannah, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plainsboro | NJ | 03/2002 | Present |
BUSINESS OR ACTIVITY NAME: DIVING OSPREY LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: ORLEANS, MA NATURE OF BUSINESS: LLC WAS FORMED TO PURCHASE A FAMILY HOME YOUR POSITION, TITLE, ASSOCIATION: OWNERS OF THE LLC START DATE OF RELATIONSHIP: JOINED THE LLC IN 05/2011 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: DUTIES ARE AS PART OWNER I*111727 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10014 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 11/21/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOME OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
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