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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-01 |
Branch Locations
11931 W Bluemound Rd Suite C, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Waukesha | WI | 02/2018 | 12/2025 |
| Unemployed | Brookfield | WI | 06/2017 | 01/2018 |
| St John's Northwestern Military Academy | Delefield | WI | 08/2016 | 05/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 03/2002 | 11/2025 |
| G2 Insurance Services, Inc | Brookfield | WI | 02/2018 | 12/2025 |
| Lpl Financial Llc | Wauwatosa | WI | 12/2025 | Present |
1) 2025-12-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - HD Wealth Solutions - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-09-22 - 180hrs/mth - 120hrs/mth during trading 2) 2025-12-01 - Dequardo Insurance Services - Non-Variable Insurance - Y - at reported business location(s) - 2025-09-22 - 10hrs/mth - 3hrs/mth during trading 3) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading 4) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading 5) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-19 |
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