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Darin Allan Dequardo

LPl Financial LLC

Wauwatosa, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-01
  • WI RA
    APPROVED
    Since 2025-12-01

Branch Locations

11931 W Bluemound Rd Suite C, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Waukesha WI 02/2018 12/2025
Unemployed Brookfield WI 06/2017 01/2018
St John's Northwestern Military Academy Delefield WI 08/2016 05/2017
The O.N. Equity Sales Company Cincinnati OH 03/2002 11/2025
G2 Insurance Services, Inc Brookfield WI 02/2018 12/2025
Lpl Financial Llc Wauwatosa WI 12/2025 Present
  • 02/2018 → 12/2025
    Ohio National Financial Services
    Waukesha, WI
  • 06/2017 → 01/2018
    Unemployed
    Brookfield, WI
  • 08/2016 → 05/2017
    St John's Northwestern Military Academy
    Delefield, WI
  • 03/2002 → 11/2025
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 02/2018 → 12/2025
    G2 Insurance Services, Inc
    Brookfield, WI
  • 12/2025 → Present
    Wauwatosa, WI
Previous Registrations
Other Businesses

1) 2025-12-01 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - HD Wealth Solutions - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-09-22 - 180hrs/mth - 120hrs/mth during trading 2) 2025-12-01 - Dequardo Insurance Services - Non-Variable Insurance - Y - at reported business location(s) - 2025-09-22 - 10hrs/mth - 3hrs/mth during trading 3) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading 4) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading 5) 2026-05-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-11 - 0hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2021-04-19
  • S65 Uniform Investment Adviser Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2021-04-19

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