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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-11-22
ME RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2011-11-22
  • ME RA
    APPROVED
    Since 2009-03-20

Branch Locations

Two Portland Sq Ste 700, Portland, ME 04101 • United States

South Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. South Portland ME 03/2009 03/2020
Ameriprise Financial Services, Llc Portland ME 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 58 High Street South Portland, ME 04106, ,; Not Investment-Related; 06/15/2013. Other Business Activities; 58 High St. South Portland, ME 04106; Multi unit, owner occupied, 2 rental units; 58 High St. South Portland, ME 04106, ,; ; 07/01/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-05
  • S66 Uniform Combined State Law Examination
    2002-06-05

View on SEC IAPD

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