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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-22 |
| ME | RA | APPROVED | 2009-03-20 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
South Portland, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | South Portland | ME | 03/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 58 High Street South Portland, ME 04106, ,; Not Investment-Related; 06/15/2013. Other Business Activities; 58 High St. South Portland, ME 04106; Multi unit, owner occupied, 2 rental units; 58 High St. South Portland, ME 04106, ,; ; 07/01/2013; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-05 |
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