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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-21 |
| WI | RA | APPROVED | 2002-05-13 |
Branch Locations
1110 Fourier Dr Ste 100, Madison, WI 53717-1949 • United States
3241A Business Park Dr, Stevens Point, WI 54482 • United States
Tucson, AZ • United States
Madison, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Madison | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Madison | WI | 03/2020 | Present |
Business Ownership; EAS, LLC; coordinate shares office expenses for branch office.; coordinate shares office expenses for branch office.; 1110 Fourier Dr. Ste 100Madison, WI 53717, ,; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours / SAA LLC; Member; Manage Ameriprise Business; 3241A Business Park Drive, , Stevens Point, WI, 54482; Investment-Related; 11/27/2024; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Trustee for Veterans of Foreign War Post 1318; Attend monthly meetings and audit financial transactions to ensure books align with bank statements.; 2740 Ski Ln, , Madison, WI, 53713; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-10 |
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