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Grace Lorraine Austin

Raymond James Financial Services Advisors, Inc

St. Petersburg, FL

St. Petersburg, FL

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-02-17
  • FL RA
    APPROVED
    Since 2011-02-17

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
S.R.G. Amy'S Hallmark Tampa FL 11/2000 Present
Raymond James Financial Services, Inc. St. Petersburg FL 09/2004 Present
  • 11/2000 → Present
    S.R.G. Amy'S Hallmark
    Tampa, FL
  • 09/2004 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-14
S63 Uniform Securities Agent State Law Examination 2003-08-06
  • S66 Uniform Combined State Law Examination
    2011-01-14
  • S63 Uniform Securities Agent State Law Examination
    2003-08-06

View on SEC IAPD

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