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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-28 |
Branch Locations
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
1809 Plymouth Rd Ste 1, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2010 | 07/2018 |
| Prudential Insurance Company Of America | Plymouth | MN | 07/2018 | 09/2022 |
| Pruco Securities, Llc. | Plymouth | MN | 07/2018 | 09/2022 |
| Prudential Customer Solutions Llc | Plymouth | MN | 07/2018 | 03/2021 |
| Ameriprise Financial Services, Llc | Monticello | MN | 03/2024 | 07/2024 |
| Self Employed | Plymouth | MN | 09/2022 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Minnetonka | MN | 08/2024 | Present |
| Wells Fargo Bank, Na | Minnetonka | MN | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-30 |
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