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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-01-26
  • MN RA
    APPROVED
    Since 2021-01-26

Branch Locations

8530 Eagle Point Blvd Ste 125, Lake Elmo, MN 55042 • United States

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bellevue WA 08/2012 01/2021
Thrivent Financial Appleton WI 01/2016 01/2021
Principal Securities Inc Lake Elmo MN 01/2021 Present
Principal Life Insurance Company Lake Elmo MN 01/2021 Present
Union Financial Lake Elmo MN 03/2021 09/2021
  • 08/2012 → 01/2021
    Bellevue, WA
  • 01/2016 → 01/2021
    Thrivent Financial
    Appleton, WI
  • 01/2021 → Present
    Lake Elmo, MN
  • 01/2021 → Present
    Principal Life Insurance Company
    Lake Elmo, MN
  • 03/2021 → 09/2021
    Union Financial
    Lake Elmo, MN
Previous Registrations
  • 2019-04-22 → 2021-01-22
    Minneapolis, MN
    Missoula, MT
    Missoula, MT
    Spokane, WA
    Spokane, WA
    Moses Lake, WA
    Lake Oswego, OR
    Spokane, WA
    Bellevue, WA
Other Businesses

**Fixed Insurance; Investment Related; Minnetonka, MN; Agent; Fixed Life, Annuities, DI, LTC; Start Date: 01/16/2021; 10 hrs per month; 10 during trading hours. **YOU OR I BOARD GAME POSITION: You Or I NATURE: Proprietary dice and card game INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2024 ADDRESS: 8785 27th St N, Lake Elmo MN 55042, United States DESCRIPTION: You Or I is a game I created to play with family, friends and strangers. It is played with two dice and a deck of cards. The cards have 100's of 'dares' written out and there are rules to the game. Must be agreed upon by both parties, must be legal, and cannot involve anyone who is not playing the game.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-20
S63 Uniform Securities Agent State Law Examination 2003-04-22
  • S66 Uniform Combined State Law Examination
    2019-04-20
  • S63 Uniform Securities Agent State Law Examination
    2003-04-22
Other Names
  • Mike Darrington
  • Mike Craig Darrington
  • Michael Craig Darrington
  • Mike C Darrington

View on SEC IAPD

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