Jon Pinckney

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 09/2019
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 09/2019 → 11/2023
  Miramontes Capital, Llc
  Newport Beach, CA
• 04/2021 → 11/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2021 → 05/2023
  Saxony Securities Inc.
  St. Louis, MO
• 05/2023 → 11/2023
  Balanced Security Planning, Inc.
  Newport Beach, CA
• 12/2023 → Present
  Citigroup
  Lake Forest, CA

Previous Registrations

• 2019-09-17 → 2023-12-08
  Miramontes Capital, Llc
  Newport Beach, CA
• 2009-02-03 → 2019-09-11
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 1999-03-08 → 2009-02-19
  Citigroup Global Markets Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

Sailing Coach; Not Investment-related; Nature: I give private sailing lessons to kids on individual or small group basis to prepare them for competitions. I also will coach individuals or small groups at competitions.; Newport Beach, CA; Started: 01/01/2024; Title: Sailing Coach; Duties: On the water and in classroom instruction to help kids improve their sailing results in competitions.; No time is devoted each month during securities trading hours; 11-20 hours are devoted each month outside of securities trading hours. /////

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-19
• S63 Uniform Securities Agent State Law Examination
  1999-01-25

Other Names

• Jonathan D Pinckney
• Jon Delmar Pinckney