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Current Employers
Portus Capital Management, Llc

215 Ward Circle, Suite 107, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-24
MD RA APPROVED 2023-10-25
TN RA APPROVED 2016-11-02
  • TX RA
    APPROVED_RES
    Since 2025-12-24
  • MD RA
    APPROVED
    Since 2023-10-25
  • TN RA
    APPROVED
    Since 2016-11-02

Branch Locations

215 Ward Circle, Suite 107, Brentwood, TN 37027 • United States

9604 Weshire Drive, Upper Marlboro, MD 20774 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2010 10/2020
Pks Advisory Services, Llc Brentwood TN 10/2010 10/2020
Portus Capital Management, Llc Brentwood TN 10/2016 Present
Previous Registrations
Other Businesses

1. RENTAL PROPERTIES(2) 104 9TH CIRLCE S. NASHVILLE, TN, 37203; 600 12TH S. NASHVILLE, TN, 37203; & 1104 DAVIDSON RD., NASHVILLE, TN 37205; NON INVESTMENT RELATED. LESS THAN 1HR PER WEEK. NIGHTS/WEEKEND. 2. INSURANCE AGENCY- PART OWNER,109 Westpark Drive, Suite 190, Brentwood, TN 37027, 5-10 HRS PER WEEK. Insurance Agent. 3. JOSEPH GRUBBS CPA INC. RECEIVE COMPENSATION FOR REFFERAL FEE FOR SENDING CLIENTS TO CPA FIRM. NOT AN OWNER, NO INVESTMENT RELATED. MINIMAL TIME COMMITMENT. 4)RENTAL PROPERTY. NOT INVESTMENT RELATED. LOCATED AT 106 9TH CIRCLE AVE S. NASHVILLE, TN 37203. STARTED IN 08/2017. OWNER. DEVOTED <1 HR/MO. DEVOTED <1 HR/MO DURING TRADING HOURS. DUTIES ARE TO CALL ON SUBCONTRACTORS FOR ANY ISSUES THAT ARISE AT RENTAL PROPERTY. PLACE NEW TENANTS WHEN OLD TENANTS LEAVE. 5)Rental Property. Not Investment Related. Allegheny Springs #245, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses. 6)Rental Property. Not Investment Related. Highland House #311, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses. 7)Rental Property. Not Investment Related. Highland House #315, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-16
  • S66 Uniform Combined State Law Examination
    2010-10-16
Other Names
  • David Wiliam Neff

View on SEC IAPD

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