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Jill Suzette Smith

Cetera Investment Advisers LLC

Hoover, AL

Calera, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-10-26
  • AL RA
    APPROVED
    Since 2017-10-26

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

Calera, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Birmingham AL 03/2015 08/2017
Regions Bank Birmingham AL 07/2017 Present
Cetera Investment Advisers Llc Birmingham AL 10/2017 Present
Cetera Investment Services Llc St. Cloud MN 10/2017 Present
  • 03/2015 → 08/2017
    Proequities, Inc
    Birmingham, AL
  • 07/2017 → Present
    Regions Bank
    Birmingham, AL
  • 10/2017 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
  • 10/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
Other Businesses

1.) INDEPENDENT CONSULTANT FOR PURE ROMANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-14
  • S66 Uniform Combined State Law Examination
    2012-04-14
Other Names
  • Jill Suzette Nesmith
  • Jill Suzette Nesmith
  • Jill Suzette Habshey
  • Jill Suzette Nesmith
  • Jill S Smith

View on SEC IAPD

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Other Investors

CHARLES RADFORD ANDREWS
ALLISON COOK
NICHOLAS J GARDNER
JAMES C GIBSON
Christopher Glenn Thomason
JACK ERIC DIXON
ROBERT PERRY
RANDALL L MEINBERG

Other Offices

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · HOOVER, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Birmingham, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hoover, AL
LPL FINANCIAL LLC · HOOVER, AL
PNC WEALTH MANAGEMENT LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
EDWARD JONES · HOOVER, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

More in Hoover, AL

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