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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-22
LA RA APPROVED 2015-08-21
NC RA APPROVED 2015-08-20
OH RA APPROVED 2015-08-19
CA RA APPROVED 2004-03-19
  • TX RA
    APPROVED_RES
    Since 2015-08-22
  • LA RA
    APPROVED
    Since 2015-08-21
  • NC RA
    APPROVED
    Since 2015-08-20
  • OH RA
    APPROVED
    Since 2015-08-19
  • CA RA
    APPROVED
    Since 2004-03-19

Branch Locations

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Los Angeles CA 10/2010 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2008 Present
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-17
S63 Uniform Securities Agent State Law Examination 2000-01-04
  • S65 Uniform Investment Adviser Law Examination
    2002-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-01-04
Other Names
  • Mei Po Lau
  • Megan Mei Po Lau

View on SEC IAPD

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