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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2008-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 02/2002 | Present |
| Northwestern Mutual Life | Seatle | WA | 02/2002 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. MEMBER OF BOARD OF DIRECTORS, THE SALVATION ARMY, 1110 SOUTH PUGET SOUND AVENUE, TACOMA, , WASHINGTON, 98405, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/05/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTORS/MEMBER OF FINANCE COMMITTEE. PROVIDE INPUT ON BUDGET, FINANCING, AND DECISIONS PERTAINING TO BOARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-12 |
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