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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-14 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Prior Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Minneapolis | MN | 03/2008 | Present |
(1) FARMERS INSURANCE 7236 FORESTVIEW LANE NO. MAPLE GROVE, MN 55369-5501 SELLING PROPERTY AND CASUALTY INSURANCE 60-80 HOURS PER MONTH/NONE DURING TRADING HOURS (2) NAME OF ENTITY: FPA ADDRESS: 3900 Main Street NE. Minneapolis, MN 55421 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Pro Bono Planning work CAPACITY: Other: Providing Pro Bobo planning support to individuals in need in the MN area START DATE: 01/11/24 DUTIES: Pro Bono Planning work HOURS DEVOTED PER MONTH: 2-3 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-16 |
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