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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-07-14
AL RA APPROVED 2008-11-04
KY RA APPROVED 2006-06-28
GA RA APPROVED 2006-06-26
  • OH RA
    APPROVED
    Since 2016-07-14
  • AL RA
    APPROVED
    Since 2008-11-04
  • KY RA
    APPROVED
    Since 2006-06-28
  • GA RA
    APPROVED
    Since 2006-06-26

Branch Locations

1301 E. 2Nd Ave, Rome, GA 30161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redmond Rd Church Of Christ Rome GA 06/1999 Present
Guardian Life Ins Co Rome GA 02/2002 Present
Park Ave Securities Rome GA 02/2002 Present
Peachtree Planning Corporation Rome GA 04/2002 Present
  • 06/1999 → Present
    Redmond Rd Church Of Christ
    Rome, GA
  • 02/2002 → Present
    Guardian Life Ins Co
    Rome, GA
  • 02/2002 → Present
    Park Ave Securities
    Rome, GA
  • 04/2002 → Present
    Peachtree Planning Corporation
    Rome, GA
Previous Registrations
  • 2003-04-28 → 2010-12-31
    Peachtree Planning Advisors, Inc.
    Rome, GA
Other Businesses

1. GREATER ROME CHAMBER OF COMMERCE, Start: 06/01/2003, Address: 1301 E. 2nd Ave SE, Rome, GA 30161, 1 non bus hr per month, Not investment related, 2. Fixed Annuities-I am appointed with Prudential, Jackson National, Reliance Standard, Equitrust, Oxford Life and Oceanview to provide fixed annuities, Start: 01/01/2010, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 2 bus hrs per month, Investment related, Less than 10% annual compensation, 3. RTRP - Registered Tax Return Preparer, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, Hrs per month - Tot/Bus: 20/5, Not investment related, 4. Earthen Vessels Financial Services, LLC, Start: 11/15/2017, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, 1 bus hr per month, Not investment related, 5. Tax Preparation Services, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, Hrs per month - tot/bus: 60/30, Not investment related, 6. Group Disability Insurance, Start: 11/01/2019, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1 bus hr per month, Investment related, 7. Treasure in Earthen Vessels, Inc-Providing Bibles, Bible study materials and aids, worship aids, song books, benevolence, and financial help with other church and ministry related needs primarily overseas, Start: 01/01/2020, Address: 1432 Indiana Ave Louisville, KY 40213, 4 non bus hrs per month, Not investment related, 8. Voluntary Benefits at Work-TransAmerica has a group life policy with a long-term care benefit, Start: 05/17/2022, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1-3 total hours per month 1-3 during securities trading hours, Investment related, Less than 10% annual compensation, 9. Net Menders, Inc. Start Date: 10/1/2024, Address: 1543 Kingston Hwy., Kingston, GA 30145-1916, 1 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 10. Earthen Vessels Tax Services, LLC, Start Date: 1/1/2025, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 60 total hours per month; 30 during securities trading hours, Not Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-23
S63 Uniform Securities Agent State Law Examination 2002-07-25
  • S65 Uniform Investment Adviser Law Examination
    2003-04-23
  • S63 Uniform Securities Agent State Law Examination
    2002-07-25
Designations
Other Names
  • Rob Harbison
  • Robert Lee Harbison

View on SEC IAPD

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