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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-07-14 |
| AL | RA | APPROVED | 2008-11-04 |
| KY | RA | APPROVED | 2006-06-28 |
| GA | RA | APPROVED | 2006-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redmond Rd Church Of Christ | Rome | GA | 06/1999 | Present |
| Guardian Life Ins Co | Rome | GA | 02/2002 | Present |
| Park Ave Securities | Rome | GA | 02/2002 | Present |
| Peachtree Planning Corporation | Rome | GA | 04/2002 | Present |
1. GREATER ROME CHAMBER OF COMMERCE, Start: 06/01/2003, Address: 1301 E. 2nd Ave SE, Rome, GA 30161, 1 non bus hr per month, Not investment related, 2. Fixed Annuities-I am appointed with Prudential, Jackson National, Reliance Standard, Equitrust, Oxford Life and Oceanview to provide fixed annuities, Start: 01/01/2010, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 2 bus hrs per month, Investment related, Less than 10% annual compensation, 3. RTRP - Registered Tax Return Preparer, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, Hrs per month - Tot/Bus: 20/5, Not investment related, 4. Earthen Vessels Financial Services, LLC, Start: 11/15/2017, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, 1 bus hr per month, Not investment related, 5. Tax Preparation Services, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, Hrs per month - tot/bus: 60/30, Not investment related, 6. Group Disability Insurance, Start: 11/01/2019, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1 bus hr per month, Investment related, 7. Treasure in Earthen Vessels, Inc-Providing Bibles, Bible study materials and aids, worship aids, song books, benevolence, and financial help with other church and ministry related needs primarily overseas, Start: 01/01/2020, Address: 1432 Indiana Ave Louisville, KY 40213, 4 non bus hrs per month, Not investment related, 8. Voluntary Benefits at Work-TransAmerica has a group life policy with a long-term care benefit, Start: 05/17/2022, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1-3 total hours per month 1-3 during securities trading hours, Investment related, Less than 10% annual compensation, 9. Net Menders, Inc. Start Date: 10/1/2024, Address: 1543 Kingston Hwy., Kingston, GA 30145-1916, 1 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 10. Earthen Vessels Tax Services, LLC, Start Date: 1/1/2025, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 60 total hours per month; 30 during securities trading hours, Not Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-25 |
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