Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NV RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

6745 Sierra Center Parkway, Reno, NV 89511 • United States

1101 Los Altos Parkway, Sparks, NV 89436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc Waverly IA 03/2004 Present
Greater Nevada Credit Union Reno NV 07/2007 Present
Cetera Wealth Services, Llc El Segundo CA 03/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2004 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 07/2007 → Present
    Greater Nevada Credit Union
    Reno, NV
  • 03/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-04-15 → 2018-04-03
    Cuna Brokerage Services, Inc.
    Reno, NV
    Reno, NV
    Reno, NV
    Sparks, NV
    Reno, NV
    Carson City, NV
    Dayton, NV
    Carson City, NV
    Minden, NV
    Carson City, NV
  • 2002-07-19 → 2004-04-09
    Reno, NV
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2018 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: GREATER NEVADA FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ON CREDIT UNION PREMISES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2002-05-09

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Reno, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor