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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-01-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 05/2011 | 01/2020 |
| Securities America Advisors | Omaha | NE | 05/2011 | 01/2020 |
| Jfc Financial | Omaha | NE | 05/2011 | 01/2020 |
| Lpl Financial, Llc | Omaha | NE | 01/2020 | Present |
1. 02/06/2026 - JFC Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/24/2020 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-04 |
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