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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-03-06 |
| TX | RA | APPROVED_RES | 2024-03-06 |
Branch Locations
110 Cheshire Lane, Suite 200, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chanhassen | MN | 07/2007 | 03/2024 |
| Vpwm Advisors Llc | Chanhassen | MN | 08/2016 | 03/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2024 | Present |
| Mill City Financial Partners | Minnetonka | MN | 03/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
| Wight Brothers Llc | Prior Lake | MN | 12/2018 | Present |
| Band Performance | Prior Lake | MN | 05/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2002 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WIGHT BROTHERS LLC INVESTMENT RELATED: NO ADDRESS: PRIOR LAKE, MN 55372 NATURE OF BUSINESS: TO HOLD MINERAL RIGHTS START DATE: 12/2018 POSITION/TITLE/RELATIONSHIP: MANAGER APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COLLECT INCOME, PREPARE DISTRIBUTIONS AND COLLECT DATA FOR CPA FOR TAX FILINGS, REGISTRATION WITH STATE OF OK; 3. NAME OF OTHER BUSINESS: MILL CITY FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES AND RELATED ACTIVITES START DATE: 3/2024 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ONGOING FINANCIAL PLANNING AND FINANCIAL SERVICES ACTIVITIES; 4. NAME OF OTHER BUSINESS: PATRICK L WIGHT INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2007; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: LEGAL ENTITY FOR BUSINESS REVENUE AND EXPENSES; 5. NAME OF OTHER BUSINESS: BAND PERFORMANCE INVESTMENT RELATED: NO ADDRESS: 15383 BIG HORN PASS NW, PRIOR LAKE, MN; NATURE OF BUSINESS: MUSICAL ENTERTAINMENT START DATE: 5/6/2026; POSITION/TITLE/RELATIONSHIP: MUSICIAN; APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PLAY KEYBOARD AND VOCALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-27 |
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