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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
201 N Cattlemen Rd, Sarasota, FL 34243-4743 • United States
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp. | Mechanicsburg | PA | 06/2012 | 01/2018 |
| Santander Bank, Na | Boston | MA | 01/2018 | 01/2020 |
| Santander Securities, Llc | Dorchester | MA | 01/2018 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Camp Hill | PA | 01/2020 | 09/2022 |
| Bank Of America, N.A. | Camp Hill | PA | 02/2020 | 09/2022 |
| Fidelity Investments | Salt Lake City | UT | 09/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-05 |
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