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Current Employers
Advisors Capital Management, Llc

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-13
  • IL RA
    APPROVED
    Since 2023-06-13

Branch Locations

10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Naperville IL 03/2002 04/2023
Advisors Capital Management, Llc Ridgewood NJ 06/2023 Present
Previous Registrations
Other Businesses

Taking A Siesta LLC. Non-investment related. 501 N Main Street Naperville, IL 60563. Real estate rental. Managing Member, oversees management of property. Started 12/13/2018. Less than 1 hour per month outside of trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-26
  • S66 Uniform Combined State Law Examination
    2002-04-26
Designations
Other Names
  • Susan Marie Waldvogel
  • Susan Marie Waldvogel

View on SEC IAPD

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