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Salvador Vargas

Charles Schwab & Co., Inc.

Peachtree Corners, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-03
  • GA RA
    APPROVED
    Since 2026-03-03

Branch Locations

5150 Peachtree Parkway Suite 200, Peachtree Corners, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Newport Beach CA 06/2019 04/2022
Bank Of America, N.A. Newport Beach CA 06/2019 04/2022
Banner Bank Monrovia CA 05/2016 06/2019
Fidelity Investments Torrance CA 04/2022 01/2026
Fidelity Investments Torrance CA 03/2025 01/2026
Charles Schwab & Co., Inc. Peachtree Corners GA 02/2026 Present
Charles Schwab Bank Peachtree Corners GA 02/2026 Present
  • 06/2019 → 04/2022
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Newport Beach, CA
  • 06/2019 → 04/2022
    Bank Of America, N.A.
    Newport Beach, CA
  • 05/2016 → 06/2019
    Banner Bank
    Monrovia, CA
  • 04/2022 → 01/2026
    Fidelity Investments
    Torrance, CA
  • 03/2025 → 01/2026
    Fidelity Investments
    Torrance, CA
  • 02/2026 → Present
    Charles Schwab & Co., Inc.
    Peachtree Corners, GA
  • 02/2026 → Present
    Charles Schwab Bank
    Peachtree Corners, GA
Previous Registrations
  • 2025-03-31 → 2026-02-23
    Strategic Advisers Llc
    Long Beach, CA
    Boston, MA
    Torrance, CA
  • 2022-05-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Torrance, CA
  • 2019-09-26 → 2022-04-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
    New York, NY
    San Pedro, CA
    Harbor City, CA
    Harbor City, CA
    San Pedro, CA
    Harbor City, CA
    San Pedro, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-25
S63 Uniform Securities Agent State Law Examination 2002-03-28
  • S66 Uniform Combined State Law Examination
    2019-09-25
  • S63 Uniform Securities Agent State Law Examination
    2002-03-28

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.

Other Investors

DANIEL HOWARD BARRACLIFF
MARK PERDUE MILLER
RONALD JOSEPH HUCK
Jared C Nelson
LAURENCE MICHAEL WAJSMAN
Marcelo C Hernandez
Lucas Walker Hopkins
Bryan Scott Glover

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Peachtree Corners, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Norcross, GA
LPL FINANCIAL LLC · PEACHTREE CORNERS, GA
W&S BROKERAGE SERVICES, INC. · Peachtree Corner, GA
WELLS FARGO CLEARING SERVICES, LLC · NORCROSS, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corners, GA
KESTRA ADVISORY SERVICES, LLC · Peachtree Corner, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Norcross, GA

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