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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
  • TX RA
    APPROVED
    Since 2025-03-17

Branch Locations

75 Post Office Park Ste 5, Wilbraham, MA 01095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilbraham MA 09/2005 03/2020
Ameriprise Financial Services, Llc Wilbraham MA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 198 Dickson Point RdPlattsburg, NY, ,; ; 04/01/2011 / Lot/Land; Marsh Hill Road Andover, Vermont 05143, ,; Not Investment-Related; 10/04/2013 / Multi-Family; Main Street, , Wilbraham, MA, 1095; Not Investment-Related; 07/15/2015 / Multi-Family; 39-41 Main St Wilbraham MA 01095, ,; Not Investment-Related; 09/29/2016. Business Ownership; Champlain Shores, LLC; Property management; Vacation/Rental Property; 198 Dickson Point Rd.Plattsburgh, NY, ,; Not Investment-Related; 08/01/2011; 1 to 9 hours per month; 0 during trading hours / ONE MORE BALL LLC; Manager; LLC will hold real estate (land) for later developement.; 1 Algonquin DriveWilbraham, MA 01095, ,; Not Investment-Related; 10/04/2013; 0 hours per month; 0 during trading hours / Brann Clan LLC; ; Rental Real Estate; 1 Algonquin DriveWilbraham, MA 01095, ,; Not Investment-Related; 10/15/2015; 1 to 9 hours per month; 0 during trading hours / Celtic4, LLC; ; Real Estate Managment; 1 Algonquin DrWilbraham MA 01095, ,; Not Investment-Related; 09/29/2016; 1 to 9 hours per month; 0 during trading hours / Brannigan & Associates; ; Practice Management Company; 75 Post Office Park Suite 5Wilbraham, MA 01095, ,; ; ; 1 to 9 hours per month; . Outside Employment; Brannigan & Associates LLC; Owner - Manage a financial advisory practice.; ; 75 Post Office Park Suite 5, , Wilbraham, MA, 1095; Investment-Related; 08/03/2022; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-03
  • S66 Uniform Combined State Law Examination
    2002-09-03

View on SEC IAPD

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