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Carlos Javier La Verde

Mml Investors Services, LLC

San Juan, PR

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-25
PR RA APPROVED 2018-02-26
  • TX RA
    APPROVED_RES
    Since 2025-08-25
  • PR RA
    APPROVED
    Since 2018-02-26

Branch Locations

1225 Ponce De Leon Ave Suite Ph, San Juan, PR 00907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co San Juan PR 03/2016 Present
Mml Investors Services, Llc San Juan PR 05/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-27
  • S66 Uniform Combined State Law Examination
    2018-01-27
Other Names
  • Carlos J La Verde Perez

View on SEC IAPD

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NPA ASSET MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
NEGRON-RAMOS LLC
PR FIVE WEALTH MANAGEMENT LLC

Other Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron
JUAN ANTONIO BRUNO
Paola Teresa Gautier-Ortiz
EMMANUEL LOUBRIEL
HECTOR JAVIER JIRAU
LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR
OSAIC WEALTH, INC. · SAN JUAN, PR
NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR
NEGRON-RAMOS LLC · SAN JUAN, PR
PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

More in San Juan, PR

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