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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2005-02-08 |
Branch Locations
400 Brookstone Centre Parkway Suite 450, Columbus, GA 31904-9266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newell & Newell P.C. | Columbus | GA | 07/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2004 | Present |
1) TAX & ACCTG PRAC-PRINCIPAL SINCE 86-MANAGING PRINCIPAL-40-60HR/WK: 2) MARTIN GRAHAM TRUST; NOT INV REL; COLUMBUS, GA; TRUSTEE; START DATE 5/2012; HRS UNKNOWN: 3) ESTATE OF WILHEMINA GRAHAM; NOT INV REL; COLUMBUS, GA; EXECUTOR; START DATE 5/2012; HRS UNKNOWN: 4) POLLY GRAHAM RHODES TRUST; NOT INV REL; COLUMBUS, GA; TRUSTEE; START DATE 5/2012; HRS UNKNOWN:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-23 |
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