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Silvia C. Newell

Cetera Investment Advisers LLC

Columbus, GA

CRD 4012671

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2005-02-08
  • GA RA
    APPROVED
    Since 2005-02-08

Branch Locations

400 Brookstone Centre Parkway Suite 450, Columbus, GA 31904-9266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newell & Newell P.C. Columbus GA 07/1986 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2004 Present
  • 07/1986 → Present
    Newell & Newell P.C.
    Columbus, GA
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2004 → Present
    Schaumburg, IL
Other Businesses

1) TAX & ACCTG PRAC-PRINCIPAL SINCE 86-MANAGING PRINCIPAL-40-60HR/WK: 2) MARTIN GRAHAM TRUST; NOT INV REL; COLUMBUS, GA; TRUSTEE; START DATE 5/2012; HRS UNKNOWN: 3) ESTATE OF WILHEMINA GRAHAM; NOT INV REL; COLUMBUS, GA; EXECUTOR; START DATE 5/2012; HRS UNKNOWN: 4) POLLY GRAHAM RHODES TRUST; NOT INV REL; COLUMBUS, GA; TRUSTEE; START DATE 5/2012; HRS UNKNOWN:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-07
S63 Uniform Securities Agent State Law Examination 1999-11-23
  • S65 Uniform Investment Adviser Law Examination
    2005-02-07
  • S63 Uniform Securities Agent State Law Examination
    1999-11-23
Other Names
  • Combs
  • Smith

View on SEC IAPD

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