Jason Quinn Marshall

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2006-06-12

NC RA
APPROVED

Since 2006-06-12

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

Fletcher, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Asheville	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Asheville	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Asheville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Asheville, NC

Previous Registrations

2003-05-30 → 2006-06-01

Ubs Financial Services Inc.

Asheville, NC
2002-02-27 → 2003-06-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hendersonville, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-16
S66	Uniform Combined State Law Examination	1999-12-10

S65 Uniform Investment Adviser Law Examination

2002-07-16
S66 Uniform Combined State Law Examination

1999-12-10

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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