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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-21 |
| WI | RA | APPROVED | 2015-01-28 |
Branch Locations
601 South Farwell St Suite A, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc Mutual | Eau Claire | WI | 12/2012 | Present |
| Lpl Financial Llc | Eau Claire | WI | 10/2014 | Present |
| Mainstreet Capital Management | Eau Claire | WI | 01/2019 | Present |
1.10/31/2014; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.10/31/2014; Vital Surplus and Survival LLC; other-LLC; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.12/13/2018; Investment products and services are offered through LPL Financial LLC using the DBA/trade name MainStreet Capital Management; Investment Related; at Reported Business Location(s); Start Date 12/05/2018; 40hrs/mth; 40hrs during trading 4.02/27/2023; American Brokerage Services, Inc.; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 02/06/2023; 2hrs/mth; 0hrs during trading 5.04/28/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mainstreet Capital Management, INC.; Investment Related; at Reported Business Location(s); Start Date 10/27/2022; 160hrs/mth; 8hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-25 |
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