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4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-05-29 |
Branch Locations
4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Louisville | KY | 10/2011 | 06/2019 |
| Ross, Sinclaire & Associates, Llc | Cincinnati | OH | 06/2019 | 05/2020 |
| First Kentucky Securities Corporation | Louisville | KY | 05/2020 | Present |
(1)BOURBON BROTHERHOOD * NOT INV RELATED * 12412 WARNER DR, GOSHEN, KY 40026 * MONTHLY BOURBON TASTING GROUP * FOUNDER * 2/2014 * 5 HRS PER MO * 1 DURING MKT HOURS * ORGANIZE MONTHLY BOURBON TASTING AT VARIOUS VENUES WITH VARIOUS SPEAKERS * (2)BOURBON MIXER * NOT INV RELATED * THE HENRY CLAY, 604 S 3RD ST, LOUISVILLE, KY * CHARITY FUND RAISING EVENT * CO-CHAIR * 5/2014 * 4 HRS PER MO * 1 DURING MKT HOURS * TICKET SALES, PUBLIC RELATIONS, ORGANIZE COMMITTEES, SILENT AUCTION, SPONSORS * AJ Schreiner Spirits 2.5% ownership
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 2009-04-13 |
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