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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-08-16
  • TX RA
    APPROVED
    Since 2002-08-16

Branch Locations

320 S Broadway Ave Ste 400, Tyler, TX 75702 • United States

5172 Village Creek Dr Ste 104, Plano, TX 75093-4444 • United States

1601 Elm St Ste 4350, Dallas, TX 75201 • United States

6750 West Loop South Ste 840, Bellaire, TX 77401-4113 • United States

3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States

Dallas, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dallas TX 09/2005 03/2020
Ameriprise Financial Services, Llc Dallas TX 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 199 Goodnight Trl Whitesboro TX 76273, ,; Not Investment-Related; 03/01/2019. Business Ownership; Inside the Loop LP; ; This is a limited partnership established to manage our business. Through this partnership we pay our employees and pay the expenses related to the running of our business.; 5910 N Central ExpyDallas TX 75206, ,; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / Geauxsooners; Operations Manager; LLC for paying staff; 5910 N Central Expressway Suite 1040, , Dallas, TX, 75206; Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours / Geaux Frogs; Manager; Financial Planning Practice; 5910 N Central Expressway Suite 1040, , Dallas, TX, 75206; Investment-Related; 09/16/2022; 1 to 9 hours per month; 0 during trading hours / Geaux Eagles; Manager; Paying the employees of the new acquired practice.; 5910 North Central Expressway Suite 1040, , Dallas, TX, 75206; Not Investment-Related; 05/31/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23

View on SEC IAPD

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