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John Robert Raybould

Commonwealth Financial Network

Salt Lake City, UT

CRD 3111222

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2002-09-24
  • UT RA
    APPROVED
    Since 2002-09-24

Branch Locations

4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Previous Registrations
  • 2001-11-27 → 2002-10-01
    Signator Investors, Inc.
    Salt Lake City , UT
Other Businesses

1. SELLING FIXED INSURANCE PRODUCTS, BRANCH LOCATION, AS INSURANCE AGENT, INVESTMENT RELATED. 2. JR CONSULTING, INC.,PRESIDENT AND OWNER OF PRIVATELY HELD COMPANY SETUP TO OPERATE SECURITIES BUSINESS, SPENDS 100% TIME, INVESTMENT RELATED. 3. JRKR INVESTMENTS, LLC,MANAGER, REGISTERED AGENT, MEMBER AND CO-OWNER OF PRIVATELY HELD REAL ESATE HOLDING COMPANY,SPENDS LESS 1% TIME, INVESTMENT RELATED. 4. STERLING FINANCIAL GROUP; REP SECURITIES BUSINESS; INVESTMENT RELATED. 5. TRUSTEE; FAMILY RELATED TRUST; NOT CONDUCTED AT BRANCH; NOT INVESTMENT RELATED. 6. P960, LLC; SOLE OWNER OF ENTITY CREATED TO PURCHASE AUTOMOBILES; NOT INVESTMENT RELATED; NOT CONDUCTED AT BRANCH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-12
  • S66 Uniform Combined State Law Examination
    1998-10-12
Other Names
  • John Robert Raybould

View on SEC IAPD

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