Marlen Lopez

Current Employers

Employment History

• 06/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Mcallen, TX
• 11/2016 → 06/2021
  Wells Fargo Clearing Services, Llc
  Mcallen, TX
• 06/2021 → Present
  Sanctuary Wealth
  Mcallen, TX

Previous Registrations

• 2016-06-30 → 2021-06-17
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
  El Paso, TX
  Mcallen, TX
  Austin, TX
  San Antonio, TX
  Brownsville, TX
  Brownsville, TX
  Brownsville, TX
  Brownsville, TX
• 2008-09-26 → 2016-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mcallen, TX

Other Businesses

(1) Name: Marlen and Roberto Lopez Position: Owner Nature: Manage 2 residential properties and receive Rental income. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 3/29/2007 Address: 1104 S. 7th St Alamo TX 78516, United States Description: manage residential properties (2) Name of Organization PSJA Education Foundation Position: Vice President Address: 601 E. Kelly City: Pharr State: Texas Zip: 78577 Date of Affiliation: 09/06/2017 Describe nature of organization: PSJA Education Foundation. Duties/Responsibilities: Attend meetings to discuss scholarships and grants for students and teachers of PSJA ISD, build community awareness of the foundation. Hours per month devoted to this organization? 10 Hours per month during trading hours devoted to this organization: 0 Is this an investment-related activity? No (3) SOUTHERN ROCK INVESTMENTS; INV RELATED; SAN JUAN, TX; RENTAL PROPERTY; 100% OWNERSHIP; START 8/1/2016; 2 HOURS PER MONTH, 0 DURING TRADING; OWNER, MANAGER. (4) PSJA EDUCATION FOUNDATION POSITION: President NATURE: PSJA Education Foundation is an independent non-profit organization that promotes excellence in education by developing and sustaining financial and non-financial support from the private sector to Pharr-San Juan-Alamo ISD students and staff. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 9/6/2017 ADDRESS: 601 E Kelly, Pharr TX 78577, USA DESCRIPTION: Attend meetings to discuss scholarships and grants for students and teachers of PSJA ISD, build community awareness of the foundation, secure financial contributions from local businesses, individuals, corporations, and promote a collaborative effort between corporate, community and educational interests. 5) SAMAISMA HOLDINGS LLC POSITION: Member NATURE: Hold real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 0/29/2025 ADDRESS: 1104 S 7th St, Alamo TX 78516, United States DESCRIPTION: Maintain real estate and build with plans to use for The Lopez Group of Excelsis Global Private Wealth

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-24
• S63 Uniform Securities Agent State Law Examination
  2002-04-04

Other Names

• Marlen Castillo
• Marlen Garcia
• Marlen Garcia
• Marlen Garcia Lopez