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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-17 |
| WA | RA | APPROVED | 2002-05-06 |
Branch Locations
1200 Westlake Ave N Ste 501, Seattle, WA 98109 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Business Ownership; STM Enterprises Inc; Director; Manage Ameriprise Business; 1200 Westlake Ave N #501, , Seattle, WA, 98109; Investment-Related; 08/01/2005; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; STM Enterprises, Inc; Director - Director; ; 1200 Westlake Ave N #411, , Seattle, WA, 98109; Investment-Related; 08/01/2005; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-03 |
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