Richard Scott Ramsay

Current Employers

Employment History

• 03/2006 → 12/2017
  Sii Investments, Inc.
  Mahtomedi, MN
• 12/2017 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 12/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2006-03-14 → 2017-12-14
  Sii Investments, Inc.
  Mahtomedi, MN
  St Paul, MN

Other Businesses

(1) 1614, LLC - PARTNER INVOLVED WITH COMMERCIAL AND RESIDENTIAL RENTAL PROPERTY. (2) RAMSAY CAPITAL GROUP- OWNER OF FINANCIAL SERVICES DBA, INVESTMENT RELATED, SECURITY,ADVISORY AND FIXED INSURANCE SALES, OWNER, 150 HOURS PER MONTH DEVOTED, 150 HOURS PER MONTH DEVOTED DURING TRADING, SECURITIES,MANAGING ACCOUNTS, PROSPECTING. (3) 1338 BAYARD, LLC - OWNER/LANDLORD. (4) RENTAL PROPERTY; 50503 218TH PLACE, MCGREGOR, MN 55760; RENTAL THROUGH VRBO; OWNER; START DATE: 8/26/2021; OWNER; 2 HOURS PER MONTH, 0 DURING TRADING HOURS (5) RAMSAY CAPITAL GROUP LLC, FIXED INSURANCE REP, NON-INVESTMENT RELATED, 1338 BAYARD AVE, SAINT PAUIL, MN 55116, FIXED INSURANCE SALES, OWNER, 5 HOURS PER MONTH DURING TRADING HOURS. (6) Apres All Day; Not investment related; 1520 Edgcumbe Road, Saint Paul, MN 55116; Real Estate Rental; Owner, collect rent from management company, manage bookings, update properties; Start 10/20/2025; 2 hours/month during trading. (7) Lexington Development; Real Estate Development; 1338 Bayard Avenue, Saint Paul, MN 55116; Not investment related; Partner; Start Date:  1/17/2026; 10 hour/month during trading. (8) Buck Valley Developers, LLC; Real Estate Development; Not investment related; 1338 Bayard Avenue, Saint Paul, MN 55116; Partner; Identify land purchase, negotiate purchase. Choose builder, architect, designer and work with them to develop twin homes. Work with Realtor to market and sell homes; Start 1/17/26; 10 hours/month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-07
• S63 Uniform Securities Agent State Law Examination
  2002-03-25