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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-20 |
| AL | RA | APPROVED | 2010-11-30 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Montgomery | AL | 11/2010 | Present |
1. Alabama National Fair; p o box 3304 montgomery AL 36106; It is Kiwanis Club of Montgomery's main fund raising event for supporting youth ministries and agencies in the River Region; Board member; Once a month meetings to discuss upcoming Fair preparations; 11/01/2023; 1.00hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-24 |
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