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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-24
  • NY RA
    APPROVED
    Since 2021-09-24

Branch Locations

12200 Corporate Pkwy Ste 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Milwaukee WI 04/2012 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2012 06/2021
Northwestern Mutual Investment Services Llc New York NY 09/2021 Present
James Dinardo New York NY 08/2021 10/2021
Kevin Luchetta New York NY 08/2021 10/2021
Stephen Schwartz New York NY 08/2021 10/2021
Paul Tortorella New York NY 08/2021 10/2021
James Dinardo New York NY 10/2021 Present
Kevin Luchetta New York NY 10/2021 Present
Stephen Schwartz New York NY 10/2021 Present
Paul Tortorella New York NY 10/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 Present
  • 04/2012 → 06/2021
    Milwaukee, WI
  • 03/2012 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2021 → Present
    New York, NY
  • 08/2021 → 10/2021
    James Dinardo
    New York, NY
  • 08/2021 → 10/2021
    Kevin Luchetta
    New York, NY
  • 08/2021 → 10/2021
    Stephen Schwartz
    New York, NY
  • 08/2021 → 10/2021
    Paul Tortorella
    New York, NY
  • 10/2021 → Present
    James Dinardo
    New York, NY
  • 10/2021 → Present
    Kevin Luchetta
    New York, NY
  • 10/2021 → Present
    Stephen Schwartz
    New York, NY
  • 10/2021 → Present
    Paul Tortorella
    New York, NY
  • 08/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-26
  • S66 Uniform Combined State Law Examination
    2003-12-26
Other Names
  • Susan M Vrana
  • Susan Vrana
  • Susan M Ruhland

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