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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-10-04
SC RA APPROVED 2014-05-01
NC RA APPROVED 2011-10-11
  • GA RA
    APPROVED
    Since 2017-10-04
  • SC RA
    APPROVED
    Since 2014-05-01
  • NC RA
    APPROVED
    Since 2011-10-11

Branch Locations

1620 Woodruff Rd, Greenville, SC 29607 • United States

1200 West Wade Hampton Blvd, Greer, SC 29650 • United States

2720 S Hwy 14, Greer, SC 29650 • United States

537 Highway 72 Byp, Greenwood, SC 29649 • United States

741 Johnnie Dodds Blvd, Mt Pleasant, SC 29464 • United States

458 Hwy 515 East, Suite A, Blairsville, GA 30512 • United States

109 Montague Avenue, Greenwood, SC 29649 • United States

Blue Ridge, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clemson SC 10/2011 Present
South State Bank Greenwood SC 03/2018 Present
  • 10/2011 → Present
    Clemson, SC
  • 03/2018 → Present
    South State Bank
    Greenwood, SC
Previous Registrations
  • 2008-06-16 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Clemson, SC
    Anderson, SC
    Anderson, SC
    Belton, SC
    Honea Path, SC
    Greenville, SC
    Greer, SC
    Greer, SC
  • 2005-08-31 → 2008-06-16
    Uvest Financial Services Group, Inc.
    Clemson, SC
    Clemson, SC
  • 2003-09-15 → 2005-05-31
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2002-06-04 → 2003-09-15
    Asheville, NC
Other Businesses

1. 2/1/2013: OTHER-TRUST DEPARTMENT - PARK STERLING BANK - TRUST AND INVESTMENT SERVICES - TIME SPENT 10% - CLEMSON, SC 2. 3/8/2018 - South State Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/5/2018 - 180 Hours Per Month/130 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23

View on SEC IAPD

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