Nick M Knapp

Current Employers

Employment History

• 05/2003 → 01/2024
  Woodbury Financial Services
  Peoria, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  East Peoria, IL

Previous Registrations

• 2007-07-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  East Peoria, IL
  Peoria, IL

Other Businesses

1)LEGACY INVESTMENT SERVICES,INC; NONINV RELATED; 430 N MAIN ST EAST PEORIA,IL 61611; FIXED ANNUITIES AND INSURNACE; PARTNER; 06/01/2001; 40HR/MON; 40HR/MON; FIXED ANNUITIES AND INSURANCE, HEALTH INS SALES 2) MEDICARE BACK OFFICE POSITION: Referring Agent NATURE: They assist clients with their Medicare coverages by providing free consultations and brokering the actual products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/13/2019 ADDRESS: 8420 W. Dodge St., Suite 510, Omaha NE 68114, United States DESCRIPTION: Offering this service to clients as a way to help them with their Medicare planning before, during or after turning 65. Directing them to a website to enter their information and request a free consultation. My involvement stops at that point. 3) LEGACY INVESTMENT SERVICES POSITION: Registered Rep/Senior Partner NATURE: Legacy is a marketing entity used by representatives under the hierarchy of representative Marc G. Minor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2002 ADDRESS: 430 N. Main St., East Peoria IL 61611, United States DESCRIPTION: This is the primary branded name that I use for all business transactions. All of my duties on a daily basis are performed using Legacy as my DBA. 4) NICHOLAS M KNAPP INVESTMENT POSITION: President/Secretary NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 430 N. Main St., East Peoria IL 61611, United States DESCRIPTION: This is an S Corp Entity. I provides payroll for my 2 employees and pays office expenses on a monthly basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-19
• S63 Uniform Securities Agent State Law Examination
  2002-03-07