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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-11-28
  • NH RA
    APPROVED
    Since 2019-11-28

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

11 South Main Street Suite 501, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harvest Capital Mgmt, Inc. Concord NH 06/2011 10/2019
The Colony Group, Llc Boston MA 10/2019 Present
  • 06/2011 → 10/2019
    Harvest Capital Mgmt, Inc.
    Concord, NH
  • 10/2019 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2011-06-21 → 2019-11-14
    Harvest Capital Management Inc
    Concord, NH
  • 2009-10-23 → 2011-04-01
    Manchester, NH
    Manchester, NH
    Manchester, NH
  • 2007-01-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
    Manchester, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-08
S63 Uniform Securities Agent State Law Examination 2004-03-30
  • S65 Uniform Investment Adviser Law Examination
    2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    2004-03-30
Other Names
  • John Fremont Weeks Iii

View on SEC IAPD

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