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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-11-28 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
11 South Main Street Suite 501, Concord, NH 03301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvest Capital Mgmt, Inc. | Concord | NH | 06/2011 | 10/2019 |
| The Colony Group, Llc | Boston | MA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-30 |
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