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Micoli Donn Bates

Cwm, LLC

Wichita, KS

Wichita, KS

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-05-29
  • KS RA
    APPROVED
    Since 2019-05-29

Branch Locations

12001 E 13Th St. North, Wichita, KS 67206 • United States

3636 N Ridge Road Suite 200, Wichita, KS 67205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Processing Norwich KS 06/2005 05/2019
Waddell & Reed Inc Wichita KS 01/2016 05/2019
Brent Dome Wichita KS 02/2017 05/2019
Usd 331 Enrichment Foundation Kingman KS 01/2017 04/2018
Various Insurance Carriers For W & R Insurance Agencies Norwich KS 03/2017 05/2019
Karsten Bond Wichita KS 03/2019 05/2019
Chad Phipps Wichita KS 03/2019 05/2019
Cetera Advisor Networks El Segundo CA 05/2019 Present
Cwm, Llc Wichita KS 05/2019 Present
Micoli Bates Norwich KS 06/2005 Present
Driven Wealth Strategies Wichita KS 06/2018 Present
Dome Holdings Colwich KS 05/2019 Present
  • 06/2005 → 05/2019
    Country Processing
    Norwich, KS
  • 01/2016 → 05/2019
    Waddell & Reed Inc
    Wichita, KS
  • 02/2017 → 05/2019
    Brent Dome
    Wichita, KS
  • 01/2017 → 04/2018
    Usd 331 Enrichment Foundation
    Kingman, KS
  • 03/2017 → 05/2019
    Various Insurance Carriers For W & R Insurance Agencies
    Norwich, KS
  • 03/2019 → 05/2019
    Karsten Bond
    Wichita, KS
  • 03/2019 → 05/2019
    Chad Phipps
    Wichita, KS
  • 05/2019 → Present
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2019 → Present
    Wichita, KS
  • 06/2005 → Present
    Micoli Bates
    Norwich, KS
  • 06/2018 → Present
    Driven Wealth Strategies
    Wichita, KS
  • 05/2019 → Present
    Dome Holdings
    Colwich, KS
Previous Registrations
  • 2016-09-09 → 2019-06-03
    Waddell & Reed
    Wichita, KS
    Wichita, KS
    Salina, KS
    Edmond, OK
  • 2002-04-09 → 2006-09-27
    Waddell & Reed
    Wichita, KS
    Wichita, KS
    Wichita, KS
Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 05/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANT 2. NAME OF OTHER BUSINESS: MICOLI BATES INVESTMENT RELATED: NO ADDRESS: 11710 SE 150TH ST NORWICH, KS NATURE OF BUSINESS: CROP INSURANCE START DATE: 06/2005 POSITION/TITLE/RELATIONSHIP: PROCESSOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SOLE PROPRIETOR - DATA ENTRY FOR CROP INSURANCE POLICIES 3. NAME OF OTHER BUSINESS: DRIVEN WEALTH STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: ASSOCIATE ADVISOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDE DAY TO DAY OPERATIONAL SUPPORT 4. NAME OF OTHER BUSINESS: DOME HOLDINGS INVESTMENT RELATED: YES ADDRESS: 15400 BREEZY LANE COLWICH KS 67030 NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMIN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-09
  • S66 Uniform Combined State Law Examination
    2016-09-09
Other Names
  • Micoli Donn Goemmer

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