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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-05-29 |
Branch Locations
12001 E 13Th St. North, Wichita, KS 67206 • United States
3636 N Ridge Road Suite 200, Wichita, KS 67205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Processing | Norwich | KS | 06/2005 | 05/2019 |
| Waddell & Reed Inc | Wichita | KS | 01/2016 | 05/2019 |
| Brent Dome | Wichita | KS | 02/2017 | 05/2019 |
| Usd 331 Enrichment Foundation | Kingman | KS | 01/2017 | 04/2018 |
| Various Insurance Carriers For W & R Insurance Agencies | Norwich | KS | 03/2017 | 05/2019 |
| Karsten Bond | Wichita | KS | 03/2019 | 05/2019 |
| Chad Phipps | Wichita | KS | 03/2019 | 05/2019 |
| Cetera Advisor Networks | El Segundo | CA | 05/2019 | Present |
| Cwm, Llc | Wichita | KS | 05/2019 | Present |
| Micoli Bates | Norwich | KS | 06/2005 | Present |
| Driven Wealth Strategies | Wichita | KS | 06/2018 | Present |
| Dome Holdings | Colwich | KS | 05/2019 | Present |
1.NAME OF OTHER BUSINESS: CWM, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 05/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANT 2. NAME OF OTHER BUSINESS: MICOLI BATES INVESTMENT RELATED: NO ADDRESS: 11710 SE 150TH ST NORWICH, KS NATURE OF BUSINESS: CROP INSURANCE START DATE: 06/2005 POSITION/TITLE/RELATIONSHIP: PROCESSOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SOLE PROPRIETOR - DATA ENTRY FOR CROP INSURANCE POLICIES 3. NAME OF OTHER BUSINESS: DRIVEN WEALTH STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: ASSOCIATE ADVISOR APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 BRIEF DESCRIPTION OF DUTIES: PROVIDE DAY TO DAY OPERATIONAL SUPPORT 4. NAME OF OTHER BUSINESS: DOME HOLDINGS INVESTMENT RELATED: YES ADDRESS: 15400 BREEZY LANE COLWICH KS 67030 NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED ADMIN
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-09 |
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