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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-05-22
PA RA APPROVED 2013-01-08
  • NJ RA
    APPROVED
    Since 2025-05-22
  • PA RA
    APPROVED
    Since 2013-01-08

Branch Locations

222 Haddon Avenue Suite 301, Haddon Township, NJ 08108 • United States

1818 Market Street Suite 2700, Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Philadelphia PA 01/2013 Present
  • 01/2013 → Present
    Oppenheimer & Co
    Philadelphia, PA
Previous Registrations
  • 2011-02-11 → 2013-01-28
    Philadelphia, PA
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-09
  • S66 Uniform Combined State Law Examination
    2002-05-09

View on SEC IAPD

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