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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lhkg Entertainment Llc Scottdale AZ 09/2010 07/2025
J.P. Morgan Securities Llc Scottsdale AZ 10/2012 Present
School Of Rock Mill Ave, Llc Tempe AZ 09/2010 11/2017
Jpmorgan Chase Bank, N.A. Scottsdale AZ 04/2004 Present
Oceans 14 Llc Scottsdale AZ 10/2025 Present
Ktg Legacy Llc Scottsdale AZ 10/2025 Present
  • 09/2010 → 07/2025
    Lhkg Entertainment Llc
    Scottdale, AZ
  • 10/2012 → Present
    Scottsdale, AZ
  • 09/2010 → 11/2017
    School Of Rock Mill Ave, Llc
    Tempe, AZ
  • 04/2004 → Present
    Jpmorgan Chase Bank, N.A.
    Scottsdale, AZ
  • 10/2025 → Present
    Oceans 14 Llc
    Scottsdale, AZ
  • 10/2025 → Present
    Ktg Legacy Llc
    Scottsdale, AZ
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Chicago, IL
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2004-05-05 → 2005-07-06
    Banc One Securities Corporation
    Phoenix, AZ
Other Businesses

Entity Name: KTG Legacy LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was established as a holding company to hold all of our rental properties going forward. We opened it and it owns our other LLC Oceans 14 LLC. We will add other properties in the future. Entity Name: Oceans 14 LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife Kimberly and I are simply opening LLC's to hold our rental properties for asset protection. This LLC is intended for a new property we bought in Ocean City, NJ.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-15
  • S66 Uniform Combined State Law Examination
    2002-05-15
Other Names
  • Kevin Thomas Guinan

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