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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-20 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lhkg Entertainment Llc | Scottdale | AZ | 09/2010 | 07/2025 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | Present |
| School Of Rock Mill Ave, Llc | Tempe | AZ | 09/2010 | 11/2017 |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 04/2004 | Present |
| Oceans 14 Llc | Scottsdale | AZ | 10/2025 | Present |
| Ktg Legacy Llc | Scottsdale | AZ | 10/2025 | Present |
Entity Name: KTG Legacy LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was established as a holding company to hold all of our rental properties going forward. We opened it and it owns our other LLC Oceans 14 LLC. We will add other properties in the future. Entity Name: Oceans 14 LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife Kimberly and I are simply opening LLC's to hold our rental properties for asset protection. This LLC is intended for a new property we bought in Ocean City, NJ.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-15 |
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