Robert S Crittendon

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2007-10-12
KY	RA	APPROVED	2005-12-13

TX RA
APPROVED_RES

Since 2007-10-12
KY RA
APPROVED

Since 2005-12-13

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Prospect, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Louisville	KY	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Louisville, KY

Previous Registrations

2002-05-21 → 2005-12-05

Morgan Stanley Dw Inc.

Louisville, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-14

S66 Uniform Combined State Law Examination

2002-05-14

Other Names

R. Sean Crittendon

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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