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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Milford | MA | 07/2007 | 11/2017 |
| Sagepoint Financial, Inc. | Westborough | MA | 11/2017 | 02/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2023 | Present |
| True Wealth Advisor Group | Hudson | MA | 12/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: TRUE WEALTH ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: MARKETING DBA START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: OWNER OVERSEEING OPERATION OF MARKETING DBA AND WHILE ALSO OPERATING AS A FINANCIAL PROFESSIONAL CONTRACTED WITH CETERA ADVISOR NETWORKS WORKING WITH INDIVIDUAL CLIENTS AND ORGANIZATIONS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-24 |
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