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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1 Cabot Rd #225, Hudson, MA 01749 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Milford MA 07/2007 11/2017
Sagepoint Financial, Inc. Westborough MA 11/2017 02/2023
Cetera Wealth Services, Llc El Segundo CA 02/2023 Present
True Wealth Advisor Group Hudson MA 12/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/2007 → 11/2017
    Sii Investments, Inc.
    Milford, MA
  • 11/2017 → 02/2023
    Sagepoint Financial, Inc.
    Westborough, MA
  • 02/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2022 → Present
    True Wealth Advisor Group
    Hudson, MA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-11-28 → 2023-02-03
    Osaic Services, Inc.
    Westborough, MA
    Hudson, MA
  • 2015-04-10 → 2017-11-28
    Sii Investments, Inc.
    Westborough, MA
Other Businesses

1. NAME OF OTHER BUSINESS: TRUE WEALTH ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: MARKETING DBA START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: OWNER OVERSEEING OPERATION OF MARKETING DBA AND WHILE ALSO OPERATING AS A FINANCIAL PROFESSIONAL CONTRACTED WITH CETERA ADVISOR NETWORKS WORKING WITH INDIVIDUAL CLIENTS AND ORGANIZATIONS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-09
S63 Uniform Securities Agent State Law Examination 2002-05-24
  • S65 Uniform Investment Adviser Law Examination
    2015-04-09
  • S63 Uniform Securities Agent State Law Examination
    2002-05-24
Other Names
  • Margaret Ellen Cymbala
  • Maggie Green

View on SEC IAPD

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